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Case No. PI-2023-06-15-004 Final Decision to Decertify and Initial Decision to Revoke Certification issued August 15, 2024. Summary: Otis was decertified based on findings that he is not fit for
Case No. PI-2023-04-13-004 Final and Initial Decision to Decertify (PDF) issued August 15, 2024 and Case No. SU-2022-11-22-002 Suspension Order (PDF) issued December 2, 2022. Summary: Custadio was decertified based
Case 23-013-SU Final and Initial Decision to Decertify (PDF) issued July 18, 2024. Summary: Correia was decertified based on a criminal disposition.
Case No. PI-2023-07-12-002 Decertification Order and Voluntary Decertification Agreement (PDF) issued July 18, 2024. Summary: Cronin was decertified as a result of his conviction on one count of felony Securities
Case No. SU-2024-007 Final and Initial Decision to Decertify (PDF) issued July 18, 2024. Summary: Delaney was decertified based on a criminal disposition. Case No. SU-2024-007 Suspension Order (PDF) issued
Case No. PI-2024-030 Decertification Order and Voluntary Decertification Agreement (PDF) issued June 20, 2024. Summary: Winslow entered into a Voluntary Decertification Agreement under which he agreed that the allegations made
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