Case No. SU-2024-001 Decertification Order (PDF) issued May 22, 2024 and Suspension Order (PDF) issued January 24, 2024. Summary: On September 15, 2023, Dupont pled guilty to one felony count of Securities Fraud in the United States District Court for the Southern District of New York. He was sentenced to three years of probation at a $75,000 fine.
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