Decisions, Orders, and Reviews
Case No. PI-2023-11-16-001 Suspension Order (PDF) dated August 15, 2024. Also see related September 6, 2024 Brennan Order of the Single Commissioner under “Decisions in Favor of Officers” here.
Case No. SU-2024-023 Suspension Order (PDF) issued July 25, 2024
Case No. SU-2024-007 Final and Initial Decision to revoke certification (PDF) issued July 18, 2024. Summary: Delaney was decertified based on a criminal disposition. Case No. SU-2024-007 Suspension Order (PDF)
Case 23-013-SU Final and Initial Decision to revoke certification (PDF) issued July 18, 2024. Summary: Correia was decertified based on a criminal disposition.
Case No. PI-2023-09-14-003 Suspension Order and Voluntary Suspension Agreement (PDF) issued July 18, 2024. Summary: The Commission suspended Souza’s certification for one year, resulting from his misconduct in a December 2022 physical
Case No. PI-2023-07-12-002 Decertification Order and Voluntary Decertification Agreement (PDF) issued July 18, 2024. Summary: Cronin was decertified as a result of his conviction on one count of felony Securities